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Did LPL Financial LLC have a data breach?

Answer

Yes. LPL Financial LLC reported a data breach to the Vermont Attorney General on September 14, 2026.

View the official filing

What the filing says

Reported to
Vermont Attorney General
Filing date
September 14, 2026
Breach date
Not stated in the filing
People affected
Not stated in the filing

Information involved

  • Full Name
  • Social Security Number
  • Financial Account Number
  • Date of Birth
  • Routing Number
  • Policy Number
  • Credit Score Information
  • Transaction History

In plain terms

LPL Financial LLC reported a data breach to the Vermont Attorney General on September 14, 2026. The incident potentially exposed sensitive personal and financial data, including Full Name, Social Security Number, and Financial Account Number. Individuals whose information was compromised face an increased risk of identity theft and financial fraud.

LPL Financial LLC, a significant wealth management and broker-dealer firm, reported a data security incident to the Vermont Attorney General's office on September 14, 2026. While the specific nature of the breach was not detailed in the public filing, the company initiated the notification process as required. The investigation status is noted as "monitoring."

According to the filing, the types of personal data reportedly compromised include Full Name, Social Security Number, Financial Account Number, Date of Birth, Routing Number, Policy Number, Credit Score Information, and Transaction History. This information is typically maintained by financial institutions to manage client investments and services.

The exposure of these data categories can increase the risk of identity theft and financial fraud for affected individuals. Such information could potentially be used by unauthorized parties to attempt to open new accounts, make unauthorized transactions, or misuse existing financial credentials.

Individuals who receive a breach notification from LPL Financial LLC should take proactive steps to protect their information. It is generally recommended to review financial account statements and credit reports regularly for any unusual activity. Placing a fraud alert or security freeze on credit files with major credit bureaus can also help prevent unauthorized access to credit.

Details about this incident are derived from the official data breach notification submitted by LPL Financial LLC to state regulators. Public records provide the basis for confirming reported breaches and understanding the scope of exposed information.

Other filings by LPL Financial LLC

Companies often file the same breach in several states. Each filing is listed separately.

Commonly recommended next steps

  • Freeze your credit

    Place a free credit freeze with Equifax, Experian, and TransUnion. A freeze blocks new accounts from being opened in your name and can be lifted anytime.

  • Watch your financial accounts

    Review bank and card statements for unfamiliar activity and turn on transaction alerts. Report anything you don't recognize to your bank right away.

  • Stay alert to targeted scams

    Be cautious of calls, texts, or emails that reference this breach. Legitimate organizations won't ask you to confirm sensitive details through an unsolicited message.

  • Keep your notification letter

    Save the notice you received. It documents that your information was involved and is often needed to enroll in any credit monitoring offered or to join a related legal claim.

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Other breaches reported in Vermont

DataBreachSearch.com reports what was filed with state regulators. It is not legal advice, is not a law firm, and is not affiliated with any government agency or with LPL Financial LLC.