The Upstream Advisory Group LLC Data Breach: Reported Filing Facts

Upstream Advisory Group LLC appears to be a professional financial services or investment advisory firm that manages sensitive client portfolios and strategic planning. In the course of their business operations, they typically collect and store highly sensitive personal information, including Social Security numbers, financial account details, tax documents, and comprehensive contact information. This data breach was officially reported to the Indiana Attorney General in 2025, confirming that unauthorized parties may have accessed the firm's internal systems. If you received a data breach notification letter from the company, it indicates that your personal information was likely contained within the compromised files. We recommend that all affected individuals carefully review the notice provided by the firm and take immediate steps to monitor their financial accounts for suspicious activity.

State: Indiana
Breach date: May 21, 2025
Reported: September 18, 2025

What to do if you were affected

These general steps can help limit the risk of identity theft and fraud after any data breach.

Stay alert to targeted scams
Be cautious of calls, texts, or emails that reference this breach. Legitimate organizations won't ask you to confirm sensitive details through an unsolicited message.
Keep your notification letter
Save the notice you received. It documents that your information was involved and is often needed to enroll in any credit monitoring offered or to join a related legal claim.

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